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 Office of the Information Commissioner of Canada

Annual Report: 2002-2003

CHAPTER III:
INVESTIGATIONS AND REVIEWS

A. Workload Statistics

In the reporting year (2002-2003), 956 complaints were made to the commissioner against government institutions (see Table 1). Table 2 indicates that 1,004 investigations were completed, 16.2 percent of all completed complaints being of delay. Last year, by comparison 28.2 percent of complaints concerned delay. This significant drop in the number of delay complaints is indicative of a generally improving performance by government in meeting response deadlines.

In addition to the complaints received this year, the office responded to 3,157 inquiries.

Resolutions of complaints were achieved without the intervention of the courts in every completed investigation with only two exceptions. Those cases are reported at pages 71 to 73. With the consent of the requesters, they have been brought before the Federal Court for review.

As seen from Table 3, the overall turnaround time for complaint investigations increased to 8.18 months from 7.85 months last year. Parliament was alerted last year to the deterioration in the office's ability to deliver timely investigations due to resource constraints, a heavy burden of complex investigations and difficulty in securing informal cooperation from government institutions. Table 3A illustrates the effect on completion time of the increasing percentage of workload in the more complex, difficult complaint categories.

Table 1 reminds us that there continues to be a troubling number of incomplete investigations. Last year it was 729, this year it is 631. Of this number, 373 have been under investigation for a period which indicates that they are backlogged. Even though progress was made this year in reducing the backlog, it remains at an unacceptable level and effects the completion time of all cases. Some of the progress in reducing the backlog is due to a modest infusion of new resources from Treasury Board. At this writing, the commissioner is endeavouring to convince the Treasury Board that there is some further way to go before his office is adequately resourced to effectively fulfill its mandate.

As can be seen from Table 4, complaints were investigated against 54 government institutions. Some 66 percent of all complaints were made against only ten government institutions. This phenomenon corresponds with the access requests received by government as a whole: a few institutions account for the bulk of all requests.

Of the complaints closed this fiscal year, the top ten "complained against" institutions are:

Institution
1. Citizenship and Immigration
Canada
111
2. National Defence 84
3. Public Works and Government
Services Canada
70
4. Royal Canadian Mounted
Police
60
5. Canada Customs and Revenue
Agency
54
6. Environment Canada 54
7. Fisheries and Oceans Canada 50
8. Treasury Board of Canada, Secretariat 50
9. Foreign Affairs and International
Trade
46
10. Justice Canada/Privy Council
Office
45

Being on this list does not necessarily mean that these institutions performed poorly. To better assess "performance", one must look at the number of complaints against each institution which were found to have merit versus the number which were not substantiated.

Nevertheless, if one were to list the "top ten" institutions against whom complaints were made which the commissioner found, in this reporting year, to have merit (resolved or well-founded), the list would be:

Institution
1. Citizenship and Immigration
Canada
56 of 111
2. Public Works and Government
Services Canada
53 of 70
3. National Defence 50 of 84
4. Treasury Board of Canada,
Secretariat
44 of 50
5. Fisheries and
Oceans Canada
32 of 50
6. Statistics Canada 32 of 34
7. Environment Canada 31 of 54
8. Foreign Affairs and
International Trade
30 of 46
9. Justice Canada 29 of 45
10. Canada Customs and
Revenue Agency
28 of 54

Last year, special mention was made of the difficulties being experienced by Citizenship and Immigration Canada in dealing with a large volume of access requests in an efficient manner. Since that report, additional resources and new procedures have been put in place. While Citizenship and Immigration Canada still tops both lists (number of complaints against and number of meritorious complaints against), improved performance is beginning to show. As indicated in the report card results (see pages 139 to 144), the percentage of requests received which are answered late dropped to 3.8 percent for the period April 1 to November 30, 2002. By comparison, last year, the rate was almost 13 percent However, there is also some evidence to be explored in the coming year--that Citizenship and Immigration Canada's improvement may have resulted from an overly liberal use of extensions.

Table 1: STATUS OF COMPLAINTS
April 1, 2001
to Mar. 31, 2002
April 1, 2002
to Mar. 31, 2003
Pending from previous year 928 729
Opened during the year 1123 1114
Cancelled during the year 87 208
Completed during the year 1235 1004
Pending at year-end 729 631

Table 2: COMPLAINT FINDINGS (April 1, 2002 to March 31, 2003)
FINDING
Category Resolved Not
Resolved
Not Sub-
stantiated
Discon-
tinued
TOTAL %
Refusal to disclose 301 31 218 39 589 58.7%
Delay (deemed refusal) 135 – 24 4 163 16.2%
Time extension 86 – 24 15 125 12.5%
Fees 35 – 8 5 48 4.7%
Language 1 – 2 – 3 0.3%
Publications – – – – – –
Miscellaneous 27 1 43 5 76 7.6%
TOTAL 585 32 319 68 1004 100%
100% 58.3% 3.2% 31.8% 6.7%

Note :

30 of the 32 complaints with a finding of "Not Resolved" involved requests for access to census records held by Statistics Canada (29 of the Refusals and the one Miscellaneous case). At the time the commissioner issued his finding, the complaints remained unresolved (and thus must be reported as such in this report).

However, on the same day applications for review were to be filed with the Federal Court, Statistics Canada changed its position and decided to disclose all requested records in accordance with the commissioner's recommendation.

Table 3: TURNAROUND TIME (Months)
CATEGORY 2000.04.01 – 2001.03.31 2001.04.01 – 2002.03.31 2002.04.01 – 2003.03.31
Months Cases Months Cases Months Cases
Refusal to disclose 7.83 534 9.76 690 9.74 589
Delay (deemed refusal) 3.33 575 4.99 348 4.54 163
Time extension 4.18 151 5.59 76 8.27 125
Fees 7.02 54 5.84 68 4.73 48
Language – – 2.33 1 7.17 3
Publications – – – – – –
Miscellaneous 4.61 23 7.82 49 5.88 76
Overall 5.40 1337 7.85 1232 8.18 1004

Table 3A: TURNAROUND TIME (Months)
CATEGORY 2000.04.01 – 2001.03.31 2001.04.01 – 2002.03.31 2002.04.01 – 2003.03.31
Standard Difficult Standard Difficult Standard Difficult
Months % Months % Months % Months % Months % Months %
Delay (deemed
refusal)
3.25 41 5.32 2 4.67 26 8.26 3 3.35 10 6.53 6
Time extension 4.03 11 6.47 1 5.43 5 5.93 2 3.75 5 11.29 7
Fees 6.59 4 11.25 0 5.31 5 10.53 1 3.02 2 6.18 3
Language - - - - 2.33 0 - - 3.52 0 8.99 0
Publications - - - - - - - - - - - -
Miscellaneous 4.62 2 - - 5.60 3 13.99 1 3.67 5 9.67 3
Subtotal – Admin.
Cases
3.65 57 6.40 3 4.91 38 8.92 6 3.48 22 8.82 19
Refusal to disclose 7.10 35 13.46 5 8.59 47 16.35 8 7.63 45 16.93 13
Overall 4.96 92 10.80 8 6.95 86 13.36 14 6.27 68 12.15 32

Notes:
  1. Difficult Cases – Cases that take over two times the average amount of investigator time to resolve.
  2. Cases take on average four times as much investigator time to resolve than administrative cases.
  3. Trend 1 – Administrative cases now account for just 41% of our workload compared to 60% in FY 2000/01.
  4. Trend 2 – Difficult cases now account for 32% of our workload compared to just 8% in FY 2000/01.

Table 4: COMPLAINT FINDINGS (by government institution) April 1, 2002 to March 31, 2003
GOVERNMENT INSTITUTION Resolved Not
Resolved
Not Sub-
stantiated
Discon-
tinued
TOTAL
Agriculture and Agri-Food Canada 11 - 1 - 12
Atlantic Canada Opportunities Agency 1 - 1 - 2
British Columbia Treaty Commission - - 1 - 1
Business Development Bank of Canada 15 - 7 - 22
Canada Customs and Revenue Agency 28 - 23 3 54
Canada Economic Development for the Quebec Region 2 - - - 2
Canada Mortgage & Housing Corporation 2 - - 1 3
Canada Nova Scotia Offshore Petroleum Board - - 1 - 1
Canadian Commercial Corporation 1 - - - 1
Canadian Film Development Corporation - - 1 - 1
Canadian Food Inspection Agency 2 - 1 - 3
Canadian Heritage 4 - 3 1 8
Canadian Human Rights Commission - - 1 - 1
Canadian International Development Agency 5 - - - 5
Canadian Radio-Television and Telecommunications Commission 1 - - 1 2
Canadian Security Intelligence Service 1 - 10 1 12
Canadian Space Agency 1 - 1 1 3
Citizenship & Immigration Canada 56 - 45 10 111
Communication Canada 8 - - - 8
Correctional Service Canada 17 - 10 1 28
Environment Canada 31 - 7 16 54
Finance Canada 4 - 1 2 7
Fisheries and Oceans Canada 32 - 17 1 50
Foreign Affairs and International Trade 30 - 11 5 46
Freshwater Fish Marketing Corporation 1 - - - 1
Health Canada 24 - 6 2 32
Human Resources Development Canada 17 - 7 - 24
Immigration and Refugee Board 6 - 6 1 13
Indian and Northern Affairs Canada 7 - 6 - 13
Indian Residential Schools Resolution Canada - - 1 - 1
Industry Canada 15 - 5 - 20
International Centre for Human Rights and Democratic Development 2 - - - 2
Justice Canada 29 - 12 4 45
National Archives of Canada 7 - 20 1 28
National Capital Commission 1 - - - 1
National Defence 50 - 33 1 84
National Parole Board - - 1 - 1
Natural Resources Canada 5 - - - 5
Office of the Inspector General of CSIS 1 - - - 1
Office of the Superintendent of Financial Institutions 2 - - 2 4
Ombudsman National Defence & Canadian Forces 1 - - 1 2
Parks Canada Agency - - 2 - 2
Privy Council Office 24 - 20 1 45
Public Service Commission of Canada 1 - - - 1
Public Works and Government Services Canada 53 - 15 2 70
Royal Canadian Mounted Police 24 - 29 7 60
Solicitor General Canada 3 - 1 - 4
Statistics Canada 2 30 - 2 34
Transport Canada 12 - 4 - 16
Transportation Safety Board of Canada - 2 - - 2
Treasury Board Secretariat 44 - 5 1 50
Trois-Rivières Port Authority 1 - - - 1
Veterans Affairs Canada - - 2 - 2
Western Economic Diversification Canada 2 - 1 - 3
TOTAL 585 32 319 68 1004

Table 5: GEOGRAPHIC DISTRIBUTION OF COMPLAINTS
(by location of complainant) April 1, 2002 to March 31, 2003
Rec’d Closed
Outside Canada 20 12
Newfoundland 26 16
Prince Edward Island 2 0
Nova Scotia 71 77
New Brunswick 9 9
Quebec 81 79
National Capital Region 347 427
Ontario 146 113
Manitoba 34 32
Saskatchewan 11 17
Alberta 52 53
British Columbia 149 163
Yukon 0 1
Northwest Territories 4 3
Nunavut 4 2
TOTAL 956 1004


   

Last Modified 2007-05-29

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