 |
Annual Report: 2002-2003CHAPTER III: INVESTIGATIONS AND REVIEWSA. Workload Statistics In the reporting year (2002-2003), 956 complaints were made to the commissioner against government
institutions (see Table 1). Table 2 indicates that 1,004 investigations were completed, 16.2 percent of
all completed complaints being of delay. Last year, by comparison 28.2 percent of complaints
concerned delay. This significant drop in the number of delay complaints is indicative of a generally
improving performance by government in meeting response deadlines.
In addition to the complaints received this year, the office responded to 3,157 inquiries.
Resolutions of complaints were achieved without the intervention of the courts in every completed
investigation with only two exceptions. Those cases are reported at pages 71 to 73. With the
consent of the requesters, they have been brought before the Federal Court for review.
As seen from Table 3, the overall turnaround time for complaint investigations increased to 8.18
months from 7.85 months last year. Parliament was alerted last year to the deterioration in the office's
ability to deliver timely investigations due to resource constraints, a heavy burden of complex
investigations and difficulty in securing informal cooperation from government institutions. Table 3A
illustrates the effect on completion time of the increasing percentage of workload in the more complex,
difficult complaint categories.
Table 1 reminds us that there continues to be a troubling number of incomplete investigations. Last
year it was 729, this year it is 631. Of this number, 373 have been under investigation for a period
which indicates that they are backlogged. Even though progress was made this year in reducing the
backlog, it remains at an unacceptable level and effects the completion time of all cases. Some of the
progress in reducing the backlog is due to a modest infusion of new resources from Treasury Board.
At this writing, the commissioner is endeavouring to convince the Treasury Board that there is some
further way to go before his office is adequately resourced to effectively fulfill its mandate.
As can be seen from Table 4, complaints were investigated against 54 government institutions. Some
66 percent of all complaints were made against only ten government institutions. This phenomenon
corresponds with the access requests received by government as a whole: a few institutions account
for the bulk of all requests.
Of the complaints closed this fiscal year, the top ten "complained against" institutions are:
| Institution |
| 1. |
Citizenship and Immigration Canada |
111 |
| 2. |
National Defence |
84 |
| 3. |
Public Works and Government Services Canada |
70 |
| 4. |
Royal Canadian Mounted Police |
60 |
| 5. |
Canada Customs and Revenue Agency |
54 |
| 6. |
Environment Canada |
54 |
| 7. |
Fisheries and Oceans Canada |
50 |
| 8. |
Treasury Board of Canada, Secretariat |
50 |
| 9. |
Foreign Affairs and International Trade |
46 |
| 10. |
Justice Canada/Privy Council Office |
45 |
Being on this list does not necessarily mean that these institutions performed poorly. To better
assess "performance", one must look at the number of complaints against each institution which were
found to have merit versus the number which were not substantiated.
Nevertheless, if one were to list the "top ten" institutions against whom complaints were made which
the commissioner found, in this reporting year, to have merit (resolved or well-founded), the list
would be:
| Institution |
| 1. |
Citizenship and Immigration Canada |
56 of 111 |
| 2. |
Public Works and Government Services Canada |
53 of 70 |
| 3. |
National Defence |
50 of 84 |
| 4. |
Treasury Board of Canada, Secretariat |
44 of 50 |
| 5. |
Fisheries and Oceans Canada |
32 of 50 |
| 6. |
Statistics Canada |
32 of 34 |
| 7. |
Environment Canada |
31 of 54 |
| 8. |
Foreign Affairs and International Trade |
30 of 46 |
| 9. |
Justice Canada |
29 of 45 |
| 10. |
Canada Customs and Revenue Agency |
28 of 54 |
Last year, special mention was made of the difficulties being experienced by Citizenship and
Immigration Canada in dealing with a large volume of access requests in an efficient manner. Since
that report, additional resources and new procedures have been put in place. While Citizenship and
Immigration Canada still tops both lists (number of complaints against and number of meritorious
complaints against), improved performance is beginning to show. As indicated in the report card
results (see pages 139 to 144), the percentage of requests received which are answered late dropped
to 3.8 percent for the period April 1 to November 30, 2002. By comparison, last year, the rate was
almost 13 percent However, there is also some evidence to be explored in the coming year--that
Citizenship and Immigration Canada's improvement may have resulted from an overly liberal use of
extensions.
| Table 1: STATUS OF COMPLAINTS |
| |
April 1, 2001 to Mar. 31, 2002 |
April 1, 2002 to Mar. 31, 2003 |
| Pending from previous year |
928 |
729 |
| Opened during the year |
1123 |
1114 |
| Cancelled during the year |
87 |
208 |
| Completed during the year |
1235 |
1004 |
| Pending at year-end |
729 |
631 |
|
| Table 2: COMPLAINT FINDINGS (April 1, 2002 to March 31, 2003) |
| FINDING
|
| Category |
Resolved |
Not Resolved |
Not Sub- stantiated |
Discon- tinued |
TOTAL |
% |
| Refusal to disclose |
301 |
31 |
218 |
39 |
589 |
58.7% |
| Delay (deemed refusal) |
135 |
|
24 |
4 |
163 |
16.2% |
| Time extension |
86 |
|
24 |
15 |
125 |
12.5% |
| Fees |
35 |
|
8 |
5 |
48 |
4.7% |
| Language |
1 |
|
2 |
|
3 |
0.3% |
| Publications |
|
|
|
|
|
|
| Miscellaneous |
27 |
1 |
43 |
5 |
76 |
7.6% |
| TOTAL |
585 |
32 |
319 |
68 |
1004 |
100% |
| 100% |
58.3% |
3.2% |
31.8% |
6.7% |
|
|
| Note : |
30 of the 32 complaints with a finding of "Not Resolved" involved requests for access to census records held by Statistics Canada (29 of the Refusals and the one Miscellaneous case). At the time the commissioner issued his finding, the complaints remained unresolved (and thus must be reported as such in this report).
However, on the same day applications for review were to be filed with the Federal Court, Statistics Canada changed its position and decided to disclose all requested records in accordance with the commissioner's recommendation. |
| Table 3: TURNAROUND TIME (Months) |
| CATEGORY
| 2000.04.01 2001.03.31
| 2001.04.01 2002.03.31
| 2002.04.01 2003.03.31
|
| Months
| Cases
| Months
| Cases
| Months
| Cases |
| Refusal to disclose |
7.83 |
534 |
9.76 |
690 |
9.74 |
589 |
| Delay (deemed refusal) |
3.33 |
575 |
4.99 |
348 |
4.54 |
163 |
| Time extension |
4.18 |
151 |
5.59 |
76 |
8.27 |
125 |
| Fees |
7.02 |
54 |
5.84 |
68 |
4.73 |
48 |
| Language |
|
|
2.33 |
1 |
7.17 |
3 |
| Publications |
|
|
|
|
|
|
| Miscellaneous |
4.61 |
23 |
7.82 |
49 |
5.88 |
76 |
| Overall |
5.40 |
1337 |
7.85 |
1232 |
8.18 |
1004 |
|
| Table 3A: TURNAROUND TIME (Months) |
| CATEGORY
| 2000.04.01 2001.03.31
| 2001.04.01 2002.03.31
| 2002.04.01 2003.03.31
|
| Standard
| Difficult
| Standard
| Difficult
| Standard
| Difficult
|
| Months
| %
| Months
| %
| Months
| %
| Months
| %
| Months
| %
| Months
| % |
Delay (deemed refusal) |
3.25 |
41 |
5.32 |
2 |
4.67 |
26 |
8.26 |
3 |
3.35 |
10 |
6.53 |
6 |
| Time extension |
4.03 |
11 |
6.47 |
1 |
5.43 |
5 |
5.93 |
2 |
3.75 |
5 |
11.29 |
7 |
| Fees |
6.59 |
4 |
11.25 |
0 |
5.31 |
5 |
10.53 |
1 |
3.02 |
2 |
6.18 |
3 |
| Language |
- |
- |
- |
- |
2.33 |
0 |
- |
- |
3.52 |
0 |
8.99 |
0 |
| Publications |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
| Miscellaneous |
4.62 |
2 |
- |
- |
5.60 |
3 |
13.99 |
1 |
3.67 |
5 |
9.67 |
3 |
Subtotal Admin. Cases |
3.65 |
57 |
6.40 |
3 |
4.91 |
38 |
8.92 |
6 |
3.48 |
22 |
8.82 |
19 |
| Refusal to disclose |
7.10 |
35 |
13.46 |
5 |
8.59 |
47 |
16.35 |
8 |
7.63 |
45 |
16.93 |
13 |
| Overall |
4.96 |
92 |
10.80 |
8 |
6.95 |
86 |
13.36 |
14 |
6.27 |
68 |
12.15 |
32 |
|
| Notes: |
- Difficult Cases Cases that take over two times the average amount of investigator time to resolve.
- Cases take on average four times as much investigator time to resolve than administrative cases.
- Trend 1 Administrative cases now account for just 41% of our workload compared to 60% in FY 2000/01.
- Trend 2 Difficult cases now account for 32% of our workload compared to just 8% in FY 2000/01.
|
| Table 4: COMPLAINT FINDINGS (by government institution) April 1, 2002 to March 31, 2003 |
| GOVERNMENT INSTITUTION
| Resolved
| Not Resolved
| Not Sub- stantiated
| Discon- tinued
| TOTAL |
| Agriculture and Agri-Food Canada |
11 |
- |
1 |
- |
12 |
| Atlantic Canada Opportunities Agency |
1 |
- |
1 |
- |
2 |
| British Columbia Treaty Commission |
- |
- |
1 |
- |
1 |
| Business Development Bank of Canada |
15 |
- |
7 |
- |
22 |
| Canada Customs and Revenue Agency |
28 |
- |
23 |
3 |
54 |
| Canada Economic Development for the Quebec Region |
2 |
- |
- |
- |
2 |
| Canada Mortgage & Housing Corporation |
2 |
- |
- |
1 |
3 |
| Canada Nova Scotia Offshore Petroleum Board |
- |
- |
1 |
- |
1 |
| Canadian Commercial Corporation |
1 |
- |
- |
- |
1 |
| Canadian Film Development Corporation |
- |
- |
1 |
- |
1 |
| Canadian Food Inspection Agency |
2 |
- |
1 |
- |
3 |
| Canadian Heritage |
4 |
- |
3 |
1 |
8 |
| Canadian Human Rights Commission |
- |
- |
1 |
- |
1 |
| Canadian International Development Agency |
5 |
- |
- |
- |
5 |
| Canadian Radio-Television and Telecommunications Commission |
1 |
- |
- |
1 |
2 |
| Canadian Security Intelligence Service |
1 |
- |
10 |
1 |
12 |
| Canadian Space Agency |
1 |
- |
1 |
1 |
3 |
| Citizenship & Immigration Canada |
56 |
- |
45 |
10 |
111 |
| Communication Canada |
8 |
- |
- |
- |
8 |
| Correctional Service Canada |
17 |
- |
10 |
1 |
28 |
| Environment Canada |
31 |
- |
7 |
16 |
54 |
| Finance Canada |
4 |
- |
1 |
2 |
7 |
| Fisheries and Oceans Canada |
32 |
- |
17 |
1 |
50 |
| Foreign Affairs and International Trade |
30 |
- |
11 |
5 |
46 |
| Freshwater Fish Marketing Corporation |
1 |
- |
- |
- |
1 |
| Health Canada |
24 |
- |
6 |
2 |
32 |
| Human Resources Development Canada |
17 |
- |
7 |
- |
24 |
| Immigration and Refugee Board |
6 |
- |
6 |
1 |
13 |
| Indian and Northern Affairs Canada |
7 |
- |
6 |
- |
13 |
| Indian Residential Schools Resolution Canada |
- |
- |
1 |
- |
1 |
| Industry Canada |
15 |
- |
5 |
- |
20 |
| International Centre for Human Rights and Democratic Development |
2 |
- |
- |
- |
2 |
| Justice Canada |
29 |
- |
12 |
4 |
45 |
| National Archives of Canada |
7 |
- |
20 |
1 |
28 |
| National Capital Commission |
1 |
- |
- |
- |
1 |
| National Defence |
50 |
- |
33 |
1 |
84 |
| National Parole Board |
- |
- |
1 |
- |
1 |
| Natural Resources Canada |
5 |
- |
- |
- |
5 |
| Office of the Inspector General of CSIS |
1 |
- |
- |
- |
1 |
| Office of the Superintendent of Financial Institutions |
2 |
- |
- |
2 |
4 |
| Ombudsman National Defence & Canadian Forces |
1 |
- |
- |
1 |
2 |
| Parks Canada Agency |
- |
- |
2 |
- |
2 |
| Privy Council Office |
24 |
- |
20 |
1 |
45 |
| Public Service Commission of Canada |
1 |
- |
- |
- |
1 |
| Public Works and Government Services Canada |
53 |
- |
15 |
2 |
70 |
| Royal Canadian Mounted Police |
24 |
- |
29 |
7 |
60 |
| Solicitor General Canada |
3 |
- |
1 |
- |
4 |
| Statistics Canada |
2 |
30 |
- |
2 |
34 |
| Transport Canada |
12 |
- |
4 |
- |
16 |
| Transportation Safety Board of Canada |
- |
2 |
- |
- |
2 |
| Treasury Board Secretariat |
44 |
- |
5 |
1 |
50 |
| Trois-Rivières Port Authority |
1 |
- |
- |
- |
1 |
| Veterans Affairs Canada |
- |
- |
2 |
- |
2 |
| Western Economic Diversification Canada |
2 |
- |
1 |
- |
3 |
| TOTAL |
585 |
32 |
319 |
68 |
1004 |
|
Table 5: GEOGRAPHIC DISTRIBUTION OF COMPLAINTS (by location of complainant) April 1, 2002 to March 31, 2003 |
|
| Recd
| Closed |
| Outside Canada |
20 |
12 |
| Newfoundland |
26 |
16 |
| Prince Edward Island |
2 |
0 |
| Nova Scotia |
71 |
77 |
| New Brunswick |
9 |
9 |
| Quebec |
81 |
79 |
| National Capital Region |
347 |
427 |
| Ontario |
146 |
113 |
| Manitoba |
34 |
32 |
| Saskatchewan |
11 |
17 |
| Alberta |
52 |
53 |
| British Columbia |
149 |
163 |
| Yukon |
0 |
1 |
| Northwest Territories |
4 |
3 |
| Nunavut |
4 |
2 |
| TOTAL |
956 |
1004 |
|
|