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“A Commissioner’s Perspective – Then and Now”TORONTO, ONTARIO [2005-10-6] Last year, I gave a speech on the topic of “Access To
Information Essentials: What A New Prime Minister Should Know.” That was an
attempt to give a prognosis for the future of the health of the Access to
Information Act after the election in June of last year and a way of suggesting
to the new Prime Minister how to be successful in dealing with access to
information reform, a reform which was, and still is, long overdue.
Since the election last year, much has happened, and yet nothing much at all has
happened both politically and with reform of the Act. We are, once again, facing
an election, and we are, once again, discussing reform of the Act. My seven-year
term as Information Commissioner was up on June 30th and, after some back and
forth, my term was extended for nine months, ostensibly to allow me to have
input into the current reform process. There are now less than six months left
of this extended term and I welcome this opportunity to give you my views on the
past and the future of access to information in the federal context.
At the beginning of my term, in 1998, my first impressions included these:
- that a strategy of delay was in widespread use by the bureaucracy, to deny and
control access to government-held information. In 1998, 55% of complaints to the
Commissioner concerned failure to meet statutory response deadlines;
- that the government’s records management infrastructure was inadequate to
support information rights (access and privacy), good decision-making, thorough
audit and preservation of the history of Canadian governance;
- that the workload of the Commissioner’s office exceeded its resources to give
timely, thorough and fair investigations. The backlog of incomplete
investigations in 1998 was equivalent to six months of work (some 742 cases) a
doubling from the previous year. The government’s control over the purse strings
posed the greatest threat to the effectiveness and independence of the
Commissioner; and
- that the stubborn persistence of a culture of secrecy in the Government of
Canada owed much to weak leadership, not just on the part of leaders of
government and the public service, but also on the part of Parliament. In 1998 –
15 years after the coming into force of the Access to Information Act – the
Parliamentary Committee designated to keep the Commissioner’s annual reports
under review – had never convened for that purpose.
More than seven years of experience has reinforced those initial impressions;
indeed, those concerns remain at the forefront of the challenges for the coming
seven years. That is not to say that there has been no progress; there have been
improvements, accomplishments and positive developments on many fronts. Yet, the
clear lesson of these seven years is that governments continue to distrust and
resist the Access to Information Act and the oversight of the Information
Commissioner. Vigilance, by users, the media, academics, the judiciary,
Information Commissioners and Members of Parliament, must be maintained against
the very real pressures from governments to take back from citizens, the power
to control what, and when, information will be disclosed.
In my first Annual Report to Parliament (1998-1999) I suggested that the
responsibility for overseeing my office should be moved from the busy Standing
Committee on Justice and the Solicitor General to a committee more able to
concern itself with access to information matters. As a first step, in 2002, my
office ceased reporting to the Justice Committee and began reporting to a newly
created committee, the Standing Committee on Government Operations and
Estimates. After the election of a minority Liberal government in 2004, there
was even more good news. A new committee was formed and named: the Standing
Committee on Access to Information, Privacy and Ethics. Already, since that
committee’s creation, I have appeared several times to give evidence with
respect to my spending estimates, Annual Report, and on the issues of new
funding mechanisms for officers of Parliament and reform of the Access to
Information Act.
The second piece of good news is that there have been positive developments
towards modernizing and strengthening the Access to Information Act. Although,
as I will also explain, there have been setbacks in this regard, too. In recent
years, backbench MPs, led by John Bryden, pushed hard for a broad overhaul of
the Act. The principle of his private members’ Bill received unanimous support
in the House (all party leaders stood in a recorded vote) at second reading. The
2004 election put an end to that Bill; however, it was revived after the
election under the sponsorship of NDP member, Pat Martin. As a result of
discussions between Pat Martin and the Minister of Justice, Mr. Martin agreed
not to go forward with his private member’s Bill on the understanding that the
Minister of Justice would introduce a government Bill which would be true to the
principles of Mr. Martin’s private member’s Bill.
In April, 2005, the Minister of Justice appeared before the Standing Committee
and announced that, instead of tabling a bill, he had decided to issue a
“discussion paper” – A Comprehensive Framework for Access to Information Reform.
This was a disappointment to Pat Martin, who had only withdrawn his bill on the
understanding that a government bill would be forthcoming. Especially
disappointing was the fact that the framework paper appears to be guided by the
Delagrave Task Force report, which recommends additional limits to access,
rather than by the Bryden/Martin Bill.
The Standing Committee then took the unusual step of asking my office to produce
a draft reform bill for its consideration, a request which I agreed to honour.
My draft bill has been provided to the Standing Committee and it is available
for public consultation on my website. Since I agreed to produce a draft bill,
the Minister of Justice announced that he, too, would produce a draft bill this
fall. The Minister’s bill has yet to be tabled.
My reform proposals contain the following features:
- All exemptions should contain an injury test and be discretionary. As well,
all exemptions should be subject to a public interest override. In this way,
Parliament would send the clear message that this is an openness law not a
secrecy code and that the default position is disclosure.
- Public officials should be required to document their decisions, actions,
considerations and deliberations. This law, this right of access, means nothing
if public officials don’t keep appropriate records and conduct governance in an
oral culture.
- The last vestiges of unreviewable government secrecy – i.e. cabinet
confidences – should be brought within the coverage of the law and the review
jurisdiction of the Commissioner. Cabinet confidentiality risks being broadly,
and too self-servingly, applied by governments when it is free from independent
oversight.
- The coverage of the Access law must be made comprehensive to all the
mechanisms of government through which public funds are spent or public
functions discharged. Of course, I refer here to all Crown Corporations,
Foundations, Agent of Parliament as well as Ministers’ offices and the PMO. The
right to know is at profound risk when governments have the discretion to decide
which entities and, hence, which records, will be subject to the right of access
and which will not.
- The very purpose of the Access to Information Act was to remove the caprice
from decisions about disclosure of government records; now we must remove the
caprice from decisions about which entities will be subject to the Act.
- Connected with this notion, that the coverage of the Act should be
comprehensive, is the notion that the Act should be a complete code setting out
the openness/secrecy balance. No longer should we permit secrecy provisions in
other statutes to be mandatory, in perpetuity, without meeting any of the tests
of secrecy in the Act’s substantive exemptions. Section 24 of the Access to
Information Act, which sets out this open-ended, mandatory, class exemption,
should be abolished.
And there are a host of other important changes such as:
- setting out the roles and responsibilities of Access coordinators,
- establishing incentives for respecting response deadlines, and
- expanding the mandate of the Information Commissioner
A digression is in order here for me to mention a new issue which arose during
the summer. At the time my appointment was renewed for a total of nine months,
the government announced that it would appoint an “eminent person” to advise the
government whether or not the offices of the Information and Privacy
Commissioners should be merged under a single commissioner.
The person chosen for this review, The Honourable Gérard La Forest, is someone
in whom I have confidence, but it seems to me to be an odd time to be taking the
focus away from the reform of the Act. It might cause a cynical person to
believe that the government has thrown the “merger” idea on the table now,
merely to justify stalling the reform process until after the next election.
I want to take a few moments to address this issue of merging the offices of the
Privacy and Information commissioners under a single commissioner.
In 2003, as Parliament agonized over what to do with George Radwanski and how to
revitalize a demoralized Privacy Commissioner’s Office, I issued a paper
proposing that subsection 55(1) of the Privacy Act be triggered until the end of
my term. That provision authorizes the appointment of the Information
Commissioner as the Privacy Commissioner. I argued then for taking the
single-commissioner approach at the federal level, for the short period until
the end of my term, at which time some actual experience with the
single-commissioner model could be assessed and the immediate Radwanski problem
could be addressed.
When you issue a public paper, you have to be prepared for the reaction to it. I
received, in response to my paper of October 2003, a great deal of thoughtful
feedback from members of Parliament, members of the media, academics, access
requesters, the interim Privacy Commissioner, and from my provincial colleagues.
Almost everyone disagreed with me. They made a strong case for keeping two
commissioners and, thereby, ensuring a vigorous public debate about resolving
conflicts between privacy and openness rather than incestuous, in-house
discussion leading to a single-commissioner position.
The provincial experience, of course, is that the single-commissioner model can
work well. Yet, even some provincial access to information and privacy
commissioners took issue with the single-commissioner model at the federal
level. They reminded me of the vast differences in scale and scope, of the
access and privacy domains at the federal level; they told me that the strong
advocacy of two federal commissioners, helped them sort out information policy
issues and resist pressures for privacy to dominate openness, or vice versa.
All those who commented on my proposal, reminded me that the leaders and
citizens of Canada have been well-served by having separate commissioners
fighting and advocating for the values of openness and privacy. We have, as a
result, a healthier balance between these two values in Canada than does the
United States, where freedom of information takes pride of place, or than many
countries in Europe, where privacy holds sway.
I have been impressed by these arguments; I have recanted; I no longer advocate
the single-commissioner model. I accept that there are few shortcomings in the
dual-commissioner model and I now admit that the dual-commissioner model is far
less open to abuse than would be the single-commissioner model. In the
single-commissioner model, it is certainly possible that one value – openness or
privacy – would get preferential treatment. In the single-commissioner model,
that which is most healthy in a democracy – public debate – may give way to
internal, bureaucratic discussion and compromise.
And so, I tell you here, as I have recently told the government, through Dr. La
Forest, that I no longer support or advocate the single-commissioner model. I
believe that the public interest would not be served by moving to that model at
the federal level.
I predict, too, that the Sponsorship Inquiry, presided over by Mr. Justice
Gomery, will be a positive development in the life of the Access to Information
Act. As you know, the second element of Justice Gomery’s mandate is to make
recommendations to prevent sponsorship and advertising mismanagement in future
and to clarify the respective accountabilities and responsibilities of ministers
and public servants. In his call for public input, Justice Gomery identifies the
Access to Information Act as one of the accountability and transparency
mechanisms about which he will make recommendations.
As have many of you, I have been intrigued by what I have heard from the Gomery
Commission witnesses so far. We have heard evidence about deliberate attempts to
avoid keeping a paper trail of decisions, recommendations and actions.
We have heard evidence about the direct involvement of PMO and ministers’
offices in the management of government programs.
We have heard evidence about the subtle, and not so subtle, ways elected
officials have of ensuring that program outcomes are driven by partisan
preoccupation rather than public interest preoccupations.
We have seen how access requests are stonewalled and ignored in order to save
ministers and departments from embarrassment. And, most troubling of all, we
have seen evidence that, in times of a perceived national unity crisis,
governments may feel that the obligation to be law abiding is optional and that
ends come to justify any means.
Now these glimpses into how governance in Canada worked at a particular time and
in a particular program are profound reminders that the greater the transparency
of governance the smaller the risk or opportunity for abuse of power.
For that reason I expect that Justice Gomery will look carefully at my blueprint
for reform of the Access to Information Act and I urge him to support my calls
for a requirement to keep records, making it clear that ministers’ offices and
the PMO are subject to the right of access, building in incentives for timely
responses, clarifying the roles and responsibilities of access coordinators and
expanding the coverage of the Act to capture all public functions and
expenditures of public funds.
As I come to the end of my term as Canada’s Information Commissioner, I am both
humbled and proud that I have had the chance to serve my country in this way.
More than ever, I am convinced that secrecy brings out the worst in governments
and public officials. Good, honest, democratic governance requires transparency.
In my battles to help breakdown and transform a deeply entrenched culture of
secrecy in Ottawa, I have been enormously encouraged, supported and enlightened
by the provincial commissioners who have been my colleagues, by my dedicated
staff and by the communities of information rights professionals who I meet at
gatherings such as this.
All of you have my sincere gratitude for your support over the years and for
your dedicated efforts to ensure the health of our democracy through respect for
information rights.
Thank you for your kind attention. I will be happy to answer any questions you
may have.
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